Public Interest Exemptions to the FOI Act

In this article we will be navigating the public interest exemptions in the Freedom of Information Act 2000.

Contents

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About the Author
Michael is an expert in governance and information governance, with many years’ experience developing and improving freedom of information systems and processes. He has worked in this field across the public sector including at Board level. This experience has made him the ideal lead trainer for WuDo Solutions’ five star rated Freedom of Information course.

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Introduction to Public Interest Exemptions

Transparency is the cornerstone of accountable governance, and the Freedom of Information Act 2000 (FOIA) in the United Kingdom plays a pivotal role in ensuring public access to information held by public authorities. However, FOIA is not absolute; it includes a set of exemptions. Among these, the public interest based exemptions stand as a crucial balance between transparency and protecting certain interests. In this article, we will delve into the intricacies of some of these exemptions, from their legal foundations to practical examples.

Understanding Public Interest Exemptions

There are two types of exemption to disclosure under FOIA. Absolute exemptions, which apply to certain types or classes of information in all circumstances. The second type, which we discuss here, allow for information to be withheld if it is in the public interest to do so. They are called qualified exemptions, prejudice based exemptions, or simply public interest exemptions.

  • you can find out more about absolute exemptions here.

At the heart of public interest based exemptions lies a delicate balance. It’s the equilibrium between the public’s right to know and the need to safeguard specific interests. When a public authority considers whether to disclose information subject to one of these exemptions, they must weigh the public interest in maintaining the exemption against the public interest in disclosure. If the scales tip in favor of disclosure, the information must be released.

  • The public interest test is difficult to get right. You can find a detailed guide to applying it properly here.

The following paragraphs discuss each of the exemptions in turn. They are called “section X” exemption because that is the section of the Act that describes the specific exemption. There are quite a few public interest exemptions, but many public authorities would not normally have to consider many of them.

Section 22: Information intended for future publication

This exemption applies to information that is intended for future publication, such as a book, article, or report that is still being written. For example, a government department might not release information about a new policy that it is developing, because it intends to publish a report about the policy in the future.

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Section 24: Information required for the purpose of safeguarding national security

This exemption applies to information that is required for the purpose of safeguarding national security. For example, the government might not release information about the capabilities of the British military, or about intelligence operations.

Section 26: Defence

This exemption applies to information that would prejudice the defence of the United Kingdom. For example, the government might not release information about the location of military bases or about the movements of troops.

Section 27: International relations

This exemption applies to information that would prejudice the conduct of international relations. For example, the government might not release information about diplomatic negotiations or about private conversations between the Prime Minister and other world leaders.

Section 28: Relations within the United Kingdom

This exemption applies to information that would prejudice the relations between the United Kingdom government and the devolved governments of Scotland, Wales, and Northern Ireland. For example, the government might not release information about a dispute with the Scottish government over funding.

Section 29: Information provided in confidence

This exemption applies to information that has been provided to the public authority in confidence. For example, a company might provide confidential information to the government about a new product that it is developing.

Section 30: Law enforcement

This exemption applies to information that would prejudice the prevention, investigation, or detection of crime. For example, the police might not release information about an ongoing investigation into a murder.

Section 31: Investigations and proceedings conducted by public authorities

This exemption applies to information that would prejudice the conduct of an investigation or proceeding being conducted by a public authority. For example, the government might not release information about an ongoing inquiry into a food safety scandal.

Section 33: Commercial interests

This exemption applies to information that would prejudice the commercial interests of a person or organisation. For example, the government might not release information about a company’s financial performance that is not already publicly known.

Section 35: Economic interests

This exemption applies to information that would prejudice the economic interests of the United Kingdom. For example, the government might not release information about its plans to negotiate a new trade deal.

Section 36: Prejudice to effective conduct of public affairs

This exemption applies to information that would prejudice the effective conduct of public affairs. This exemption is absolute when it comes of Parliament, due to parliamentary privilege. For other public bodies like NHS trusts it is one of the public interest exemptions.

Section 38: Endangering health and safety

This exemption applies to information that would endanger anyone’s physical or mental health or safety. For example, the government might not release information about the location of a secret witness in a criminal case.

The exemption is aimed not at the usual sort of health and safety information we might come across in the workplace. It goes further, aiming to help protect people who might be harmed if information about their ethnicity, sexual orientation, or political views (etc.) were disclosed.

Section 39: Environmental information

This exemption applies to information that would otherwise be disclosed under the environmental information regulations (EIR). The EIR cover wider ranges of information than the natural world. It will cover, for example, construction information.

The EIR were passed in 2004, so come after the FOI Act. As such, although it is a public interest exemption, how you handle requests for environmental information is covered by the EIR not FOIA.

This exemption applies to communications between a lawyer and their client that are made in the course of professional legal services. For example, the government could withhold a document containing confidential advice that a lawyer had given to a company unless.

Section 43: Commercial interests

This exemption applies to information that would prejudice the commercial interests of a person or organisation. For example, a public authority might not release a list of the companies that have submitted bids for a government contract in order to ensure it gets best possible value from the bidders.

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Conclusion: Understanding Public Interest Exemptions

It is important to note that all of these exemptions are subject to the public interest test. This means that a public authority must weigh the public interest in maintaining the exemption against the public interest in disclosure. If the public interest in disclosure outweighs the public interest in maintaining the exemption, then the public authority must release the information.

The public interest based exemptions in the Freedom of Information Act 2000 underscore the critical need to balance transparency with the protection of specific interests. These exemptions play a pivotal role in preserving confidentiality and preventing potential harm. As we navigate the intricacies of FOIA, it becomes clear that these exemptions are not a barrier to transparency but rather a safeguard to ensure that the public’s right to know is weighed thoughtfully against other important considerations.